Published on Financial Studies (https://finance.iisuniv.ac.in)

Home > Depository Operation

Depository Operation [1]

Paper Code: 
CBFS 302
Credits: 
4
Contact Hours: 
60.00
Max. Marks: 
100.00
Objective: 

To understand the institutional structure of the depository system in India and the business partners of a depository. Understand the regulatory framework in which the depositories and its DPs function, their eligibility criteria, registration procedure, rights and obligations, and operations etc.

12.00
Unit I: 
Introduction to the Capital Market

Introduction to the capital market- Meaning and Function, Regulatory environment in Indian capital market Regulators in the Indian Capital market

12.00
Unit II: 
Introduction to Depository

Meaning of depository and depository system, need for a depository system, Legal framework in which the depositories function in India. Functions of a depository.
Depository and its Business Partners- Understanding depository participants (DPs), Clearing Corporation (CC) and Issuers and Registrar and Transfer Agents

12.00
Unit III: 
Functions of Depository Participant -Account Opening

Introduction to the Functions of Depository Participant -Account Opening. Understand the types of account a person can open with a DP, Beneficiary Account, Basic Services Demat Account (BSDA), operation of a Joint Account, Internet Based Depository Operations of NSDL, Internet Based Depository Operations of CDSLClearing Member Account, the Closure of account, Freezing of account, Changes in client details.
• Accreditation of Investors for the purpose of Innovators Growth Platform.

12.00
Unit IV: 
Functions of Depository Participant -Trading and Settlement

Functions of Depository Participant -Trading and Settlement
Special Services- Pledge and Hypothecation- concept , Procedure and Recording of Non Disposal Undertaking (NDU) in the Depository System

12.00
Unit V: 
Special Depository Services

An overview of Public Offering and Corporate Action, Debt Instruments and Government Securities, Foreign Portfolio Investor and Investor Services

Essential Readings: 

• Bhalla V.K.-“Financial Markets &Services” Anmol Publications, Delhi
• Srivastava R.M.-“Management of Indian Financial Institutions”Himalaya Publication, New Delhi
• Jain, Khanna, Tiwari, “Banking and Public Finance” V.K India Enterprises, New Delhi.
• Natarajan S, Parameshwaran R, “Indian Banking” S.Chand & Company LTD, New Delhi.

Academic Year: 
2022-2023 [2]

Follow Financial Studies on:

IIS (Deemed to be University)

Gurukul Marg, SFS, Mansarovar, Jaipur 302020, (Raj.) India Phone:- +91-141-2400160-61, 2397906-07, Fax: 2395494, 2781158

Source URL: https://finance.iisuniv.ac.in/courses/subjects/depository-operation

Links:
[1] https://finance.iisuniv.ac.in/courses/subjects/depository-operation
[2] https://finance.iisuniv.ac.in/academic-year/2022-2023