Coming soon
Depository Operation
To understand the institutional structure of the depository system in India and the business partners of a depository. Understand the regulatory framework in which the depositories and its DPs function, their eligibility criteria, registration procedure, rights and obligations, and operations etc.
Introduction to the capital market- Meaning and Function, Regulatory environment in Indian capital market Regulators in the Indian Capital market
Meaning of depository and depository system, need for a depository system, Legal framework in which the depositories function in India. Functions of a depository.
Depository and its Business Partners- Understanding depository participants (DPs), Clearing Corporation (CC) and Issuers and Registrar and Transfer Agents
Introduction to the Functions of Depository Participant -Account Opening. Understand the types of account a person can open with a DP, Beneficiary Account, Basic Services Demat Account (BSDA), operation of a Joint Account, Internet Based Depository Operations of NSDL, Internet Based Depository Operations of CDSLClearing Member Account, the Closure of account, Freezing of account, Changes in client details.
• Accreditation of Investors for the purpose of Innovators Growth Platform.
Functions of Depository Participant -Trading and Settlement
Special Services- Pledge and Hypothecation- concept , Procedure and Recording of Non Disposal Undertaking (NDU) in the Depository System
An overview of Public Offering and Corporate Action, Debt Instruments and Government Securities, Foreign Portfolio Investor and Investor Services
• Bhalla V.K.-“Financial Markets &Services” Anmol Publications, Delhi
• Srivastava R.M.-“Management of Indian Financial Institutions”Himalaya Publication, New Delhi
• Jain, Khanna, Tiwari, “Banking and Public Finance” V.K India Enterprises, New Delhi.
• Natarajan S, Parameshwaran R, “Indian Banking” S.Chand & Company LTD, New Delhi.
