Equity Markets

Paper Code: 
BIE 132
Credits: 
3
Contact Hours: 
90.00
Max. Marks: 
100.00
18.00
Unit I: 
UNIT I

Markets and Financial Instruments
Types of Markets: Equity, debt, derivatives, commodities, types of investment avenues: Fixed Deposits, Bank Deposits, Provident Fund, Life Insurance, Post Office Savings, Small savings, Gold, Mutual Funds, Equity Share, Debentures/Bonds

18.00
Unit II: 
UNIT II

Capital Market
Introduction, History of the Indian capital market, Present status of capital market, Importance in the economy

18.00
Unit III: 
UNIT III

Primary Market
Initial Public Offer (IPO), Book Building through Online IPO, Eligibility to issue securities, Pricing of Issues, Fixed versus Book Building issues, Allotment of Shares, Basis of Allotment, Private Placement.

18.00
Unit IV: 
UNIT IV

Secondary Market
Role and Functions of : Securities and Exchange Board of India (SEBI), Depositories, Stock Exchanges, Stock Price Indices, Listing, Membership, Screen-based trading, Client Code, Price Bands, Clearing and Settlement, Rolling Settlement, Do’s and Don’ts for investors.

18.00
Unit V: 
UNIT V

Parties to Capital Market
Brokers, Sub-brokers, Foreign Institutional Investors (FIIs), Portfolio Managers, Custodians, Share Transfer Agents, Know Your Client, Merchant Bankers, Bankers to an Issue, Underwriters, Credit Rating Agencies,

Essential Readings: 

• Bhole L.M., Financial Institutions and Markets structure, growth and Innovation, Tata Mc Graw Hill, New Delhi.
• Pathak Bharti V, , Indian Financial System, Pearson Education, New Delhi
• National Stock Exchange of India Limeted, Capital Market Core Module

Academic Year: 
2014-2015
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