PROJECT VIVA VOCE

Paper Code: 
FMG 318
Credits: 
2
Contact Hours: 
30.00
Max. Marks: 
100.00
Objective: 

Learning outcome

 (at course level)

Learning and teaching strategies

Assessment Strategies

On completion of this course, the students will be able to

 

CO119 Comprehend and formulate various innovative processes involved in investor services offered by mutual funds.

CO120 Evaluate and select the right investment products and services

CO121 Appraise the knowledge about key aspects of financial planning.

CO122 Interpret the issues and frauds in financial markets

CO123 Explore the financial investment arena and various market players in financial markets.

Class lectures

Seminars

Tutorials

Group discussions and Workshops

Question preparation

 

 

Class test, Semester end examinations, Quiz, Solving problems in tutorials, Assignments, Presentation, Individual and group projects

 

Unit I: 
Investor Services

• Know the process of purchase transactions, the processes of redemptions by investors, the processes relating to systematic investment plans, the processing relating to systematic withdrawals and transfers, the other investor services and facilities offered by mutual funds.
• Explain the process for Nomination and Pledge
Know the service standards mandated for a mutual fund towards its investors

6.00
Unit II: 
Selecting the Right Investment products for Investors

A. Analyzing needs and profile of the client
B. Identifying the ideal Mutual Fund product for investors

6.00
Unit III: 
Helping Investors with Financial Planning

A. Assessing the need for Financial Planning,
B. Role of different asset classes and allocation
C. Basics steps of financial planning.

6.00

Case studies based on Frauds in the financial market

6.00

Presentation and discussion on FII and various market players

Essential Readings: 

• Pathak Bharti V, , Indian Financial System, Pearson Education, New Delhi
• Mutual fund products and services, IIBF module, Taxman Publications
• N. J .Yasaswy , Personal Investment & Taxation, Year book, Y 2011-12 , ICFAI
 

References: 

• Agarwal M.R,. Security analysis and portfolio management , Garima Publications
• National Stock Exchange of India Ltd, Mutual Fund Basic and Advisors Module.
• NCFM and NISM Modules

E-Resources:

• Financial Scandals : https://www.lehnerinvestments.com/en/biggest-financial-scandals-fraud-po...
• Famous Financial Scams In india: https://www.goodreturns.in/classroom/2014/12/7-top-famous-financial-scam...
• Investments (SIE), https://www.expresslibrary.mheducation.com/bookshelf Workbook for NISM
• https://www.bseindia.com/
• https://www.nseindia.com/
• https://www.sebi.gov.in/

Journals:
• Journal of Financial Markets :
• https://www.sciencedirect.com/journal/journal-of-financial-markets
• Indian journal of research in Capital markets : http://indianjournalofcapitalmarkets.com/
• Journal of Market Finance, http:// sagepub.com International journal of Business Economics and Management Research volume

Academic Year: 
2022-2023
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