Regulation of Securities Markets

Paper Code: 
FMG 516
Credits: 
3
Contact Hours: 
45.00
Objective: 

To acquaint the students with the fundamental of Banking. And to enrich them with the knowledge of structure and operations of Indian Financial System.

 

 

8.00
Unit I: 

Overview of Indian Securities Market

Nature of Savings and Investment

Difference between investment and speculation, Investment and Gambling

Investment Decision Process

Factors affecting Investment decisions of an Indian Investor

8.00
Unit II: 

Need for regulating Securities markets in India-

Protection to retail investors

Pricing of IPO,s and possible economic offences

Depository System (an introductory part)

8.00
Unit III: 

Investment Avenues

Security forms-equity shares, preference shares, debentures/bonds,government Securities

Non security form of investment

Life insurance  policies,

Mutual  funds  &  UTI  SCHEMES

8.00
Unit IV: 

Legislations governing the  securities  markets

Securities contracts  regulations act

SEBI  act

Depositories  act

SAT

Department  of  company  affairs

Department  of  economic  affairs

8.00
Unit V: 

Listing of securities Meaning , advantages & disadvantages , listing requirements, procedure for listing & delisting of securities.

References: 
  • Security analysis & Portfolio Management, Pandian, Vikash Publication house
  • Finance for strategic decision, Jain Rathi mathur, RBD
  • Bhole. L.M. “Financial Markets and Institutions’ Tata Mc Graw Hill, New  Delhi
  • Gordan, Natrajan” Financial Markets & Management of Financial Services” Himalayan publication, New delhi
Academic Year: 
2018-2019
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