Regulation of Securities Markets

Paper Code: 
FMG 516
Credits: 
3
Contact Hours: 
45.00
Max. Marks: 
100.00
Objective: 

To acquaint the students with the fundamental of Banking. And to enrich them with the knowledge of structure and operations of Indian Financial System.

9.00

Overview of Indian Securities Market
Nature of Savings and Investment
Difference between investment and speculation, Investment and Gambling
Investment Decision Process
Factors affecting Investment decisions of an Indian Investor

9.00

Need for regulating Securities markets in India-
Protection to retail investors
Pricing of IPO,s and possible economic offences
Depository System (an introductory part)

9.00

Investment Avenues
Security forms-equity shares, preference shares, debentures/bonds,government Securities
Non security form of investment
Life insurance policies,
Mutual funds & UTI SCHEMES

9.00

Legislations governing the securities markets
Securities contracts regulations act
SEBI act
Depositories act
SAT
Department of company affairs
Department of economic affairs

9.00

Listing of securities
Meaning , advantages & disadvantages , listing requirements, procedure for listing & delisting of securities.

Essential Readings: 

• Security analysis & Portfolio Management, Pandian, Vikash Publication house
• Finance for strategic decision, Jain Rathi mathur, RBD
• Bhole. L.M. “Financial Markets and Institutions’ Tata Mc Graw Hill, New Delhi
• Gordan, Natrajan” Financial Markets & Management of Financial Services” Himalayan publication, New delhi

Academic Year: 
2015-2016
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