Equity Markets

Paper Code: 
FMG 316
Credits: 
3
Contact Hours: 
45.00
Max. Marks: 
100.00
Objective: 

To acquaint students with the function & role of Equity market.

10.00

Markets and Financial Instruments
Types of Markets: Equity, debt, derivatives, commodities, types of investment avenues: Fixed Deposits, Bank Deposits, Provident Fund, Life Insurance, Post Office Savings, Small savings, Gold, Mutual Funds, Equity Share, Debentures/Bonds

10.00

Primary Market
Initial Public Offer (IPO), Book Building through Online IPO, Eligibility to issue securities, Pricing of Issues, Fixed versus Book Building issues, Allotment of Shares, Basis of Allotment, Private Placement

10.00

Secondary Market –Structure & Functioning: The Stock Market in India, Mechanics of Stock Exchanges namely BSE & NSE – listing of securities in stock exchange – OTCEI & its formation ,

8.00

Depositories, Stock Exchanges, Listing, Clearing and Settlement, Rolling Settlement, Do’s and Don’ts for investors.

7.00

Parties to Capital Market
Brokers, Sub-brokers, Foreign Institutional Investors (FIIs), Portfolio Managers, Custodians, Share Transfer Agents, Know Your Client, Merchant Bankers, Bankers to an Issue, Underwriters, Credit Rating Agencies.

Essential Readings: 

• Bhole L.M., Financial Institutions and Markets structure, growth and Innovation, Tata Mc Graw Hill, New Delhi.
• Pathak Bharti V, , Indian Financial System, Pearson Education, New Delhi
• National Stock Exchange of India Limeted, Capital Market Core Module

Academic Year: